单选题:合规负责人违反法律法规,证监会可以采取的措施不包括()。

题目内容:
合规负责人违反法律法规,证监会可以采取的措施不包括()。 A.出具警示函
B.责令参加培训
C.监管谈话
D.处以罚款3000元
参考答案:
答案解析:

向投资者销售或者提供“荐股软件”,并直接或者间接获取经济利益的,应当经中国证监会许可,取得()资格。

向投资者销售或者提供“荐股软件”,并直接或者间接获取经济利益的,应当经中国证监会许可,取得()资格。A.承销与保荐业务 B.证券经纪业务 C.证券投资咨询业务

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