单选题:合规负责人违反法律法规,证监会可以采取的措施不包括()。 题目分类:证券市场基本法律法规 题目类型:单选题 号外号外:注册会员即送体验阅读点! 题目内容: 合规负责人违反法律法规,证监会可以采取的措施不包括()。 A.出具警示函 B.责令参加培训 C.监管谈话 D.处以罚款3000元 参考答案: 答案解析:
向投资者销售或者提供“荐股软件”,并直接或者间接获取经济利益的,应当经中国证监会许可,取得()资格。 向投资者销售或者提供“荐股软件”,并直接或者间接获取经济利益的,应当经中国证监会许可,取得()资格。A.承销与保荐业务 B.证券经纪业务 C.证券投资咨询业务 分类:证券市场基本法律法规 题型:单选题 查看答案
The author holds that George Osborne's preference_______. The author holds that George Osborne's preference_______.A.shows his disregard f 分类:证券市场基本法律法规 题型:单选题 查看答案
It can be inferred from Paragraph 3 that_______. It can be inferred from Paragraph 3 that_______.A.Glenn Mulcaire may deny phone 分类:证券市场基本法律法规 题型:单选题 查看答案
The author implies in Paragraph 5 that professors are_______ The author implies in Paragraph 5 that professors are_______.A.supportive of fre 分类:证券市场基本法律法规 题型:单选题 查看答案
According to Paragraph 4, which of the following is true of According to Paragraph 4, which of the following is true of the Nobels?A.History 分类:证券市场基本法律法规 题型:单选题 查看答案